Undertaking And Declaration

UNDERTAKING

For Empanelment of Individuals on Jupitice ADR Marketplace as

Conciliator/Arbitrator/Mediator

A. I agree to abide by the Rules, Regulations and Bylaws of the ODR Institution;

B. I agree to take up and complete the conciliation and / or arbitration cases assigned to me within the timelines with utmost due diligence and timely manner;

C. All Conciliators and Arbitrators being of equal status, I shall not object to my appointment as a Conciliator or Arbitrator in a particular case on the basis of my previous status or that of any appointed conciliator or arbitrator.

D. I agree that inclusion / exclusion from the panel of Conciliators or Arbitrators is at the discretion of the ODR Institution.

E. I hereby declare that I shall appear before the respective court as a witness or in any other capacity, at any time and place as directed by the court, from time to time. I shall comply with court directives regarding their participation in proceedings.

F. I am aware that the ODR Institution shall review my performance based on timeliness, complaints received against conduct, quality of Awards, No. of cases handled, challenged and upheld, tenure as Conciliator or Arbitrator with the ODR Institution, No. of hearings held per case, reason(s) for adjournments, reason for challenging the award, participation in training programs and any other criteria which may deem fit and prescribed from time to time.

I state that the above given particulars are true and correct.

Signature:

Dated:

Name:

Place:

DECLARATION

I, _____, do hereby declare that:

a) I declare that I meet the 'fit and proper' criteria and confirm as under:

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a) I am a person who has a general reputation and record of fairness and integrity, including but not limited to

i) financial integrity;

ii) good reputation and character; and

iii) honesty;

b) I am not involved in any act of fraud, dishonesty or act of moral turpitude;

c) I have not been convicted or charged by any Court of Law for any offence involving moral turpitude or any economic offence or found guilty of any offence against the securities laws or any criminal investigation or vigilance enquiry pending against me;

d) I have not been declared insolvent under the Insolvency and Bankruptcy Code;

e) I have not been found to be of unsound mind by a court of competent jurisdiction;

f) I have not been removed previously as a Conciliator or Arbitrator in circumstances where moral probity or incompetence were an issue.

g) I am financially sound and have not been categorized as a willful defaulter by any Bank or Financial Institution; and

h) I shall abide by the Code of Conduct defined for Conciliators and Arbitrators as mentioned below and as may be modified and / or updated from time to time:

i) I shall act in a fair, unbiased, independent and objective manner;

ii) I shall maintain the highest standards of personal integrity, truthfulness, honesty and fortitude in discharge of my duties;

i) I shall disclose my interest or conflict in a particular case, i.e., whether any party to the proceeding had any dealings with or is related to me;

j) I shall not engage in acts discreditable to my responsibilities;

k) I shall avoid any interest or activity which is in conflict with the conduct of my duties as a Conciliator or Arbitrator;

l) I shall perform my duties in an independent and objective manner and avoid any activity(ies) that may impair, or may appear to impair, my independence or objectivity;

m) I shall conduct arbitration proceedings in compliance with the principles of natural justice and the relevant rules as amended from time to time;

n) I shall endeavour to pass arbitral award expeditiously and within the prescribed time;

o) I shall pass detailed, well - reasoned and speaking arbitral awards;

p) I shall endeavour those adjournments, if any, should be granted only as an exception rather than a rule after recording the reasons thereof in writing;

q) I shall ensure that principles of natural justice are followed;

r) I shall maintain confidentiality w.r.t. proceeding and its associated recordings and shall not disclose any confidential information unless required by Court of law or legal authority.

b) I understand that the entire process of conciliation and arbitration on the ODR platform will be carried out in electronic mode only and no paper documents would be circulated other than the Arbitral Award or any other orders required to be passed.

I confirm and certify that the statements made above are true and correct to the best of my knowledge.

Signature:

Dated:

Name:

Place:

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Office Address (Head Quarters)

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Office Address (Corporate Office)

Office No. 315, 3rd floor(Altrade) Platina Tower - 2 (Near Sikandarpur Metro station), Gurugram, Haryana, India - 122002