Index
Scope of Application
3
Article 1
3
Definition & Interpretation of Rules
5
Article 2
5
ARTICLE 3
10
COMMUNICATIONS
10
ARTICLE 4
11
COMMENCEMENT WHERE THERE IS AN AGREEMENT TO REFER TO THE RULES
11
ARTICLE 5
13
COMMENCEMENT WHERE THERE IS NO PRIOR AGREEMENT TO REFER TO THE RULES
13
ARTICLE 6
14
LANGUAGE(S) OF THE MEDIATION
14
ARTICLE 7
14
COMMENCEMENT OF THE MEDIATION
14
ARTICLE 8
15
REPRESENTATION
15
ARTICLE 10
17
FEES AND COSTS
17
ARTICLE 11
18
CONDUCT OF THE MEDIATION
18
ARTICLE 12
20
INTERPRETATION AND APPLICATION OF THE RULES
20
ARTICLE 13
20
GOVERNING LAW AND JURISDICTION
20
ARTICLE 14
21
TERMINATION OF THE PROCEEDINGS
21
ARTICLE 15
22
SETTLEMENT AGREEMENT
22
ARTICLE 16
22
PRIVACY, CONFIDENTIALITY & VOLUNTARINESS
22
ARTICLE 17
24
TIME FRAME FOR MEDIATION
24
ARTICLE 18
25
ROLE OF MEDIATOR
25
ARTICLE 19
27
ROLE OF PARTIES
27
ARTICLE 20
28
ROLE OF JUPITICE
28
ARTICLE 21
29
MEDIATOR'S ROLE IN SUBSEQUENT PROCEEDINGS
29
ARTICLE 22
29
NOT LEGAL COUNSEL OR EXPERT
29
ARTICLE 23
30
EXCLUSION OF LIABILITY
30
ARTICLE 24
31
ACTION AGAINST THE MEDIATOR
31
ARTICLE 25
31
JURISDICTION
31
ARTICLE 26
32
GENERAL PROVISIONS
32
Scope of Application - Article 1
1.1 The Jupitice Digital Bench ("The Digital Platform") is an
independent Body or a Division of Jupitice Justice Technologies Private Limited.
1.2 The Digital Platform does not resolve disputes
independently. It
administers the resolution of disputes through Mediator(s), in accordance with the
Jupitice Online Administered Mediation Rules (the "Rules") via the
digital platform.
1.3 These Rules shall govern online Mediation proceedings
relating to
any disputes between them in respect of a defined legal relationship, whether
contractual or not, wherein a Mediation clause or Mediation agreement (whether entered
into before or after a dispute has arisen) either, (a) provides for these Rules to apply
or (b) provides for Mediation "administered by The Digital Platform" subject to such
modifications as the parties may agree in writing before or during the course of
proceedings, except in cases, where any of these Rules are in conflict with any
provision of the law applicable to the Mediation proceedings from which the parties
cannot derogate, that provision shall prevail.
1.4 The Jupitice Administrator may from time to time issue
practice
notes and guidelines to supplement, regulate and implement these Rules.
1.5 By agreeing to Mediation in accordance with Article 1.2,
the parties
accept that the Jupitice Administrator shall administer the Mediation
proceedings and the Mediation proceedings shall be performed on the Digital Platform.
1.6 For the avoidance of any doubt, these Rules shall not
govern the
Mediation proceeding and the outcome thereof, where a Mediation agreement provides for
Mediation under other rules, including any other rules adopted by Jupitice from time to
time.
1.7 These rules shall come into force on 14th May, 2021 and
shall apply
to all the Mediation falling within Article 2.21 in which the Request/Invitation for
Mediation is submitted on or after that date.
1.8 All the aspects of the Mediation proceedings shall be
accomplished
electronically via Digital Platform.
1.9 The Jupitice Administrator is the final authority for the
proper
application of the Rules & to administer mediation under the rules. Its principal
functions include appointment of Mediators, determining challenges to Mediators and
seamless operation of the proceedings on the digital platform.
1.10 The Digital Platform is assisted in its work by The
Administration
Department (including Registrar or any Deputy Registrar) of the Digital Platform headed
by Jupitice Administrator who is responsible for day to day administration of all
disputes referred to the Digital Platform.
1.11 The Digital Platform is also assisted in its work by the
"Jupitice
Advisory Board" (the "JAB") consisting of many legal luminaries and dignitaries
including Judges, Arbitrators, Mediators and Eminent Lawyers.
1.12 All communications pertaining to the Mediation proceedings
made to
the Digital Platform by any Party or the Mediator, or to each other shall be addressed
to the Jupitice Administrator or the Jupitice Registrar or Deputy Registrar as the case
may be.
Definition & Interpretation of Rules - Article 2
2.1 "Agreement to Mediate" means an agreement,
whether written
or oral
or any other form of agreement, executed by the parties, to mediate any dispute,
specifying the appointment of mediator, language of mediation and other procedural rules
and laws adopted by the parties for conducting the Mediation Proceedings.
2.2 "Additional Party" includes one or more additional parties
and
references to "party" or "parties" and may include the Requesting and the Responding
Party and/or an additional party to the dispute.
2.3"Case Manager" shall mean the individual appointed by the
digital
platform to provide administrative and secretarial services to the parties and the
Arbitral Tribunal for a particular case.
2.4 "Communication" means any communication (including a
statement,
declaration, demand, notice, response, submission, notification, request and any other
action(s) relating to mediation made by means of information generated, sent, received
or stored by electronic, magnetic, optical or similar means via digital platform.
2.5 "Communication" shall be deemed to have been received when,
Jupitice
Administrator or his designate notifies the parties and Mediator of its availability, in
accordance with paragraph 2.4.
2.6 The "Jupitice Administrator" or his
designate shall
forthwith notify
a party and/ or the Mediator on the receipt of any communication directed to that party
and/ or the Mediator at the digital platform.
2.7 The "Jupitice Administrator" or his
designate shall
forthwith notify
all parties and the Mediator of the commencement and conclusion of the Mediation
proceedings as the case may be.
2.8 "Dispute" means any civil or commercial dispute.
2.9 "Digital Platform" shall have the power to
interpret all
provisions
of these Rules. The Neutrals/Mediators shall interpret the Rules in-so-far as they
relate to their powers and duties hereunder. In the event of any inconsistency between
such interpretation and any interpretation by The Digital Platform, Neutral's/Mediators
interpretation shall prevail.
2.10 Digital Platform holds no responsibility whatsoever, to
specify the
steps taken or give reasons for any decision it makes in respect of any Mediation
commenced under these Rules. Unless otherwise determined by the Digital Platform, all
decisions made by the Digital Platform under these rules are final and, to the extent
permitted by The Mediation Act 2023 or any law applicable, not subject to appeal.
2.11 "Domestic Mediation" means Mediation of any dispute which
is
considered civil, community, relationship, contractual or commercial in nature or any
disputes arising out of offenses which are compoundable in nature, between parties in
India, or any assisted deal-making between parties in India.
2.12 "Electronic Address" means an information system, or
portion
thereof, designated by the parties to the online dispute resolution process to exchange
communications related to that process.
2.13 "International Commercial Mediation" means a Mediation
relating to
disputes arising out of legal relationships, whether contractual or not, considered as
commercial under the law in force in India and where at least one of the parties is:
- An individual who is a national of, or habitually residing in any country other than
India; or
- A body corporate, which is incorporated in any country other than India; or
- An association or a body of individuals or a partnership firm, whether incorporated
or not, whose central management and control is exercised in any country other than
India; or
- The Government of a foreign country.
2.14 "Jupitice Administrator" shall mean a technology-based
intermediary
(entity) that owns, operates and manages Digital Platform to appoint,
administer,
coordinate and facilitate Online Mediation proceedings between disputing parties and
Neutrals under these Rules.
2.15 "Jupitice Administrator" has no obligation to give reasons
for any
decision it makes in respect of any Mediation commenced under these Rules. Unless
otherwise determined by the Jupitice Administrator, all decisions made by the Jupitice
Administrator under these rules are final and, to the extent permitted by any applicable
law, not subject to appeal.
2.16 "Jupitice Administrator" shall have the power to interpret
all
provisions of these Rules. The Neutrals shall interpret the Rules in-so-far as they
relate to its powers and duties hereunder. In the event of any inconsistency between
such interpretation and any interpretation by Jupitice Administrator, the interpretation
of the Neutral shall prevail.
2.17 "Jupitice Administrator" may from time to time issue code
of
conduct, guidance notes, standard operating procedures etc., to supplement, regulate
and
implement these Rules for the purpose of facilitating the administration of
arbitrations
governed by these Rules.
2.18 "Digital Platform" means a dedicated digital system for
generating,
sending, receiving, storing, exchanging or otherwise processing communications in a
manner that ensures data security under these Rules, to handle Mediation cases online
and for the parties to conduct its proceedings.
2.19 "Jupitice Advisory Board" is an independent body available
on the
platform which is composed of, but not limited to qualified & experienced professionals
from legal, financial and technical fields that assists the Jupitice Administrator with
respect to. any matter that relates to but not limited to the decision on number of
Mediators, appointment of Mediators, confirmations of Mediators, decision on the
challenge of Mediators, replacement of Mediators, assistance in fixing the fees of
Mediators, participation in the review mechanism on the costs & fees, advisory comments
regarding deposits, approval of ADR professionals to be listed on the Panel maintained
through Online Marketplace.
2.20 "Language" includes one or more languages.
2.21 "Mediation" means an Online Mediation Mechanism for
resolving
disputes through the use of electronic communications, information & communication
technology and other technologies via Digital Platform.
2.22 "Mediator/Neutrals" means an individual who is appointed
to mediate
and to assist the parties in dispute to reach a mutually acceptable agreement to resolve
the dispute or for assisted deal-making.
2.23 "Mediated Settlement Agreement" in relation to mediation,
means an
agreement in writing reached by some or all of the parties to Mediation, settling the
dispute in whole or in part, or finalizing the terms of the deal and signed by the
parties and the Mediator.
2.24 "Mediation Session" means a meeting arranged as under
these Rules,
between the Mediator and one or more of the parties to the dispute, and includes any
activity undertaken to arrange or prepare for such a meeting, whether or not the meeting
takes place; and includes any follow up on any matter or issue raised in such a meeting.
Such Mediation Sessions shall be conducted via Video Conferencing or any other
electronic means via the digital platform.
2.25 "Mediation Sessions" may include "Joint Sessions" which
shall
include all the parties and the Mediator and the "Private or Caucus Session", which
shall include the Mediator and any one party or group of parties.
2.26 "Online Mediation Mechanism" means the conduct of
End-to-End Online
Mediation Proceedings that are performed via digital platform that includes, but not
limited to, filing to conduct proceedings to reach a final settlement agreeable by the
parties involved in such dispute(s).
2.27 "Panel" means the roster of Mediators maintained by The
Digital
platform through its Global Online Marketplace to ensure independence & impartiality.
2.28 "Registrar" means the Registrar of Jupitice and includes
any Deputy
Registrar.
2.29 "Requesting Party" means any Party initiating online
Mediation
proceedings under these Rules and includes one or more parties.
2.30 "Responding Party" means any Party to whom Notice is
served under
these Rules and includes one or more parties.
2.31 "Signature" means an electronic signature.
2.32 "Settlement Agreement" means an agreement that is
electronic or
made through any other medium electronically, that includes final terms of settlement
between the parties to the dispute.
2.33 "Witness" includes one or more experts.
2.34 These Rules include all the Schedules attached thereto, as
amended
from time to time by the Jupitice Administrator, that is in force on the date, the
Request/Invitation of Mediation is submitted.
2.35 The Jupitice Administrator may from time to time issue
code of
conduct, guidance notes etc. to supplement, regulate and implement these Rules for the
purpose of facilitating the administration of Mediations governed by these Rules.
2.36 English is the original language of these Rules. In the
event of
any discrepancy or inconsistency between the English version and the version in any
other language, the English version shall prevail.
2.37 Unless the context states or requires otherwise, words in
the
singular shall include the plural and vice versa.
2.38 A reference to a gender includes all other genders.
2.39 Words not defined in these Rules shall be understood as
per their
ordinary English meaning.
ARTICLE 3
COMMUNICATIONS
3.1 "Communication" means any communication (including a
statement,
declaration, demand, notice, response, submission, notification, request or any other
action(s) relating to Mediation) made by means of information generated, sent, received
or stored by electronic, magnetic, optical or similar means via the Digital Platform.
3.2 All communications in the course of Mediation proceedings
shall be
communicated to the Jupitice Administrator via the Digital Platform.
ARTICLE 4
COMMENCEMENT WHERE THERE IS AN AGREEMENT TO REFER TO THE RULES
4.2 Where there is an agreement between the parties to refer
their
dispute to the rules, any party or parties wishing to commence Mediation pursuant to the
Rules shall file a written Request for Mediation ("the Request") with
Jupitice Administrator. The Request shall include:
- the contact details of the parties to the dispute and of any person(s) representing
the parties in the Proceedings;
- a description of the dispute including, if possible, an assessment of its value;
- any agreement as to the time limits for conducting the mediation, or, in the absence
thereof, any proposal with respect thereto;
- any agreement as to the language(s) of the Mediation, or, in the absence thereof,
any proposal to such language(s);
- any agreement and the Governing Law and Jurisdiction,
- any joint nomination by the parties of a Mediator or any agreement of all of the
parties as to the attributes of a Mediator to be appointed by the Jupitice
Administrator where no joint nomination has been made, or, in the absence of any
such agreement, any proposal as to the attributes of a Mediator;
- a copy of any written agreement under which the Request is made.
4.3 Together with the Request, the party or parties filing the
Request
shall pay the filing fee required by the Appendix hereto in force on the date the
request is filed on the Digital Platform.
4.4 The Jupitice Administrator or his designate shall prompt
all other
parties of the availability of such communication on the Digital Platform unless the
Request has been filed jointly by all parties. Upon receipt of such communication, the
Jupitice Administrator shall promptly notify all other parties about the Request made
unless the Request has been filed jointly by all the parties.
4.5 The Jupitice Administrator or his designate shall
acknowledge
receipt of the Request and of the filing fee in writing to the parties.
4.6 Where there is an agreement to refer to the Rules, the date
on which
the request is received by the Jupitice Administrator shall, for all purposes, be deemed
to be the date of the commencement of the Proceedings.
4.7 Where the parties have agreed to a time limit for settling
the dispute pursuant
to the Rules, the same shall commence from the filing of a Request, such filing,
for the exclusive purpose of determining the starting point of the time limit, shall
be deemed to have been made on the date the Jupitice Administrator or his
designate acknowledges receipt of the Request or of the filing fee, whichever is
later.
ARTICLE 5
COMMENCEMENT WHERE THERE IS NO PRIOR AGREEMENT TO REFER TO THE RULES
5.1 In the absence of an agreement between the parties to refer
their dispute to the Rules, any party that wishes to refer the dispute, in
accordance with the Rules, to another party, may do so by sending a written
Invitation to Jupitice Administrator. Upon receipt of such an invitation, the
Jupitice Administrator or his designate will inform all other parties of the
proposal and may assist the parties in considering such proposal.
5.2 Along with the Invitation, the party or parties filing the
request shall pay the filing fee required by the Appendix hereto in force on the
date the Invitation is filed.
5.3 Where the parties reach an agreement to refer their dispute
to
the rules, the Proceedings shall commence on the date the Jupitice Administrator
notifies the parties that such an agreement has been reached.
5.4 Where the parties do not reach an agreement to refer their
dispute to the Rules within 7 days from the date of the receipt of the Invitation
received by the Jupitice Administrator or within such additional time as may be
reasonably determined by the Jupitice Administrator, then the Proceedings shall not
commence.
5.5 The party or parties who receive an Invitation for
mediation
shall notify the Jupitice Administrator within 7 days after receipt of the request.
However, if the parties fail to reply within 7 days of the Invitation made, the same
shall be treated as a refusal to mediate.
ARTICLE 6
LANGUAGE(S) OF THE MEDIATION
6.1 In the absence of an agreement between the parties, the
Jupitice
Administrator may determine the language(s) in which the Mediation shall be
conducted or may invite the Mediator to do so after the Mediator has been confirmed
or appointed.
ARTICLE 7
COMMENCEMENT OF THE MEDIATION
7.1 The Mediation shall commence on the date when a request for
Mediation is made to the Centre under these Rules by a party, under an agreement to
mediate. The Mediation shall commence, in all other cases, on the date of the first
Mediation session.
7.2 The Mediator shall fix the date and time of each Mediation
session. The Mediation shall be held online via Digital Platform.
ARTICLE 8
REPRESENTATION
8.1 The parties may be represented or assisted by persons of
their
choice. Each party shall have full authority to settle the matter or make a deal,
before the Mediator. The parties shall confer upon their representatives the
necessary authority to settle such dispute(s) or to make any deal(s) necessary to
settle such disputes.
8.2 If any of the parties are not able to be present
personally,
they can be represented through their authorized persons or power of attorney
holders. Any officer, partner or other employee authorized to take decisions on
behalf of the party concerning the dispute may also represent the party during the
Mediation proceedings.
8.3 Counsels/ consultants/ advisers for each party or experts
in the
subject matter or any third party who can assist the process can attend mediation
proceedings, if allowed by the mediator and with the consent of the parties. Such
Counsels/ consultants/ advisers for each party or experts in the subject matter or
any third party shall sign a declaration of confidentiality.
8.4 If any of the parties is assisted by a Counsel/ Consultant/
Adviser, the other party shall also be entitled to such assistance by a Counsel/
Consultant/ Adviser.
8.5 The names, addresses, phone numbers and emails of all
parties to
the dispute or deal, and those who will represent them, should be furnished to the
Jupitice Administrator and exchanged between the parties immediately after
appointment of the Mediator.
ARTICLE 9
SELECTION OF THE MEDIATOR
9.1 The parties may jointly nominate a Mediator for
confirmation by
the Jupitice Administrator.
9.2 In the absence of a joint nomination of a Mediator by the
parties, the Jupitice Administrator shall, after consulting the parties, either
appoint a Mediator or propose a list of Mediators to the parties. All of the parties
may jointly nominate a Mediator from the said list for confirmation by the Jupitice
Administrator, failing which the Jupitice Administrator shall appoint a Mediator.
9.3 Once the appointment is made, a prospective Mediator shall
sign
a statement of acceptance, availability, impartiality and independence. The
prospective Mediator shall disclose in writing to Jupitice Administrator any facts
or circumstances which might be of such a nature as to call into question the
Mediator's independence in the eyes of the parties, as well as any circumstances
that could give rise to reasonable doubts as to the Mediator's impartiality.
Jupitice Administrator shall provide such information to the parties in writing and
shall fix a time limit for any comments from them.
9.4 When confirming or appointing a Mediator, the Jupitice
Administrator or his designate shall consider the prospective Mediator's attributes,
including but not limited to nationality, language skills, training, qualifications
and experience, and the prospective Mediator's availability and ability to conduct
the Mediation in accordance with the Rules.
9.5 The Jupitice Administrator or his designate shall make all
reasonable efforts to appoint a Mediator having the above mentioned attributes, if
any, which have been agreed upon by all of the parties. If any party objects to the
appointment of the Mediator and notifies Jupitice Administrator and all other
parties in writing, stating the reasons for such objection, within 07 days of
receipt of notification of such appointment, the Jupitice Administrator shall
appoint another Mediator.
9.6 Upon agreement of all of the parties, the parties may
nominate
more than one Mediator or request the Jupitice Administrator to appoint more than
one Mediator, in accordance with the provisions of the Rules. In appropriate
circumstances, the Jupitice Administrator may propose to the parties that there be
more than one Mediator after assessing the dispute. In such cases, the appointed
mediators may be called co-mediators.
ARTICLE 10
FEES AND COSTS
10.1 The party or parties filing a Request shall include with
the
Request, the non-refundable filing fee, as set out in the Appendix hereto. No
Request shall be processed unless accompanied by the filing fee.
10.2 Following the receipt of a Request, Jupitice Administrator
may
request that the party filing the Request to pay a deposit to cover the
administrative expenses of Jupitice Administrator.
10.3 Following the commencement of the proceedings, Jupitice
Administrator shall request the parties to pay one or more deposits to cover the
administrative expenses of Jupitice Administrator and the fees and expenses of the
Mediator, as set out in the Appendix hereto.
10.4 Jupitice Administrator may stay or terminate the
proceedings
under the Rules, if any requested deposit is not paid.
10.5 Upon termination of the proceedings, Jupitice
Administrator
shall fix the total costs of the proceedings and shall, as the case may be,
reimburse the parties for any excess payment or bill the parties for any balance
required, pursuant to the Rules.
10.6 With respect to the proceedings that have commenced under
the
Rules, all deposits requested and costs fixed shall be borne in equal shares by the
parties, unless they agree otherwise in writing. However, any party shall be free to
pay the unpaid balance of such deposits and costs should another party fail to pay
its share.
10.7 A party’s any other expenditure shall remain the
responsibility
of that party, unless otherwise agreed upon by the parties.
ARTICLE 11
CONDUCT OF THE MEDIATION
11.1 The Mediator shall conduct the Mediation in accordance
with
Part III of the Arbitration and Conciliation Act, 1996, if applicable, or under any
other applicable law.
11.2 In the absence of any agreement between the parties on
these
aspects, the Mediator, in consultation with the parties and based on their
convenience, may organize Mediation sessions on the digital platform according to
the procedure agreed upon by the parties involved.
11.3 After such discussion, the Mediator shall promptly
communicate
to Jupitice Administrator a written note for notification to all the parties
informing them of the manner in which the Mediation shall be conducted. Each party,
by agreeing to refer a dispute to the Rules, agrees to participate in the
proceedings at least until receipt of such note from the Mediator or earlier
termination of the proceedings.
11.4 The Mediator shall facilitate communications, discussions
and
negotiations between the parties, to enable them to understand the issues and reach
a settlement of their disputes.
11.5 A settlement at mediation is voluntary and the parties
alone
are responsible for taking decisions on the settlement in the Mediation.
11.6 Upon commencement of the mediation, parties shall not
approach
any court or competent authority with respect to the issues forming the subject
matter of the mediation, except for the purposes of obtaining any interim orders or
measures that may be necessary to secure, protect or preserve the rights of one or
more of the parties.
11.7 The Mediator shall not act as an Arbitrator, Judicial
Authority, Representative or Counsel of a party in any subsequent Arbitration or
judicial proceedings in respect of the disputes mediated by her.
11.8 The Mediator may invite as a party to the Mediation, any
person
who is interested in any or all of the issues in relation to the disputes or in its
settlement, with consent of all parties and of the new party concerned.
11.9 The Mediator may meet with the parties in both Joint and
Separate Sessions. Separate Sessions with one or some of the parties may be
scheduled by the Mediator if requested by the parties, or when considered necessary
by the Mediator.
11.10 In establishing and conducting the Mediation, the
Mediator
shall be guided by the wishes of the parties and shall treat them with fairness and
impartiality.
11.11 Each party shall act in good faith throughout the
Mediation.
ARTICLE 12
INTERPRETATION AND APPLICATION OF THE RULES
12.1 The Mediator will interpret and apply these Rules in so
far as
they relate to the Mediator’s duties and responsibilities. All other procedures will
be interpreted and applied by the Jupitice Administrator.
ARTICLE 13
GOVERNING LAW AND JURISDICTION
13.1 The Mediation shall be governed by, construed and take
effect
in accordance with the Mediation Act 2023. The courts of the state accordingly have
exclusive jurisdiction to settle any claim, dispute or matter of difference that
may arise out of or in connection with the Mediation.
ARTICLE 14
TERMINATION OF THE PROCEEDINGS
14.1 Proceedings which have been commenced pursuant to the
Rules
shall terminate upon written confirmation of termination by Jupitice Administrator
to the parties after the occurrence of the earliest of:
- the signing by the parties of a Settlement Agreement;
- the notification in writing made to the Mediator by any party, at any time
after it has received the Mediator’s note, that such party has decided no longer
to pursue the Mediation;
- the notification in writing by the Mediator to the parties that the Mediation
has been completed;
- the notification in writing by the Mediator to the parties that, in the
Mediator’s opinion, the Mediation will not resolve the dispute between the
parties;
- the notification in writing by Jupitice Administrator to the parties that any
time limit set for the proceedings, including any extension thereof, has
expired;
- the notification in writing by Jupitice Administrator to the parties, not
less than seven days after the due date for any payment by one or more parties
pursuant to the Rules, that such payment has not been made; or
- the notification in writing by Jupitice Administrator to the parties that, in the
judgment of Jupitice Administrator, there has been a failure to nominate a
Mediator or that it has not been reasonably possible to appoint a Mediator.
ARTICLE 15
SETTLEMENT AGREEMENT
15.1 Any Settlement Agreement reached in the course of
Mediation
shall be in writing and signed physically by or on behalf of the parties.
15.2 For the avoidance of doubt, a Settlement Agreement may
take the
form of an electronic record, and can be signed by electronic signature.
15.3 Where any Settlement Agreement has been reached, the
Mediator
shall promptly notify Jupitice Administrator of the same.
15.4 A Settlement Agreement may be recorded substantially in
the
format as available on the digital platform.
ARTICLE 16
PRIVACY, CONFIDENTIALITY & VOLUNTARINESS
16.1 In the absence of any agreement between the parties to the
contrary and unless prohibited by applicable law:
- the proceedings, but not the fact that they are taking place, have taken
place or will take place, are private and confidential;
- b) any Settlement Agreement between the parties shall be kept confidential,
except that a party shall have the right to disclose it to the extent that such
disclosure is required by applicable law or necessary for purposes of its
implementation or enforcement.
16.2 Unless required to do so by applicable law and in the
absence
of any agreement of the parties to the contrary, a party shall not in any manner
produce as evidence in any judicial or similar proceedings:
- any documents, statements or communications which are submitted by another
party or by the Mediator in or for the proceedings, unless they can be obtained
independently by the party seeking to produce them in the judicial, arbitral or
similar proceedings;
- any views expressed or suggestions made by any party within the proceedings
with regard to the dispute or the possible settlement of the dispute;
- any admissions made by another party within the proceedings;
- any views or proposals put forward by the Mediator within the proceedings; or
- the fact that any party indicated within the proceedings that it was ready to
accept a proposal for a settlement.
16.3 No persons other than the parties, their representatives,
their
advisors, and the Mediator may attend the Mediation, except with the permission of
the parties and the Mediator. No third-party shall be allowed to attend the
Mediation sessions without the due consent of the parties and the Mediator.
Explanation — For the avoidance of any doubt, it is clarified that if the Mediator
wishes, (s)he could take the assistance of a Case Manager or Jupitice staff,
designated by him/her, for clerical assistance, provided such person also signs a
declaration of confidentiality.
16.4 There shall be no transcript or formal record of the
Mediation,
save for that which may be necessary to record any Settlement Agreement.
16.5 Mediation is a private, confidential and voluntary
process. The
parties may withdraw from the Mediation at any time by informing the Mediator and
all other parties without being required to give any justification for doing so.
16.6 Every document, communication or information disclosed, or
produced by any party for the purpose of or related to the Mediation process shall
be disclosed on a privileged and without prejudice basis and no privilege or
confidentiality shall be waived by such disclosure. Confidentiality also extends to
the Mediated Settlement Agreement except where its disclosure is necessary for
implementation or enforcement.
16.7 The Mediation shall be conducted in confidence, and no
transcript or formal record shall be made. No audio-visual recording shall be made
of the proceedings. Only the Mediator, the parties and/or their representatives and
advisers and Case Manager/Jupitice staff as required shall be permitted to be
present during Mediation.
ARTICLE 17
TIME FRAME FOR MEDIATION
17.1 Unless otherwise agreed upon by the parties, the Mediator
shall
use his/her best endeavors to conclude the Mediation within 120 days of his/her
appointment. The period for mediation mentioned, may be extended for a further
period as agreed by the parties, but not exceeding 60 days.
ARTICLE 18
ROLE OF MEDIATOR
18.1 The Mediator shall inform the parties about the process of
Mediation and in particular explain
to the parties that the Mediation is voluntary and that the discussions in the
Mediation proceedings are
confidential as provided in the Jupitice Administered Mediation Rules, before
beginning of the Mediation
process. The Mediator shall explain the scope and extent of confidentiality provided
in any private session
that the Mediator holds with a party. It is the duty of the Mediator to ensure that
all the parties understand
the nature of the process of Mediation and the particular role of the Mediator.
18.2 The Mediator may conduct the Mediation in such manner, as he
or she considers appropriate,
taking into account the circumstances of the case, the wishes of the parties and the
need for a speedy
settlement of the dispute or for an effective deal making. The Mediator shall inform
the parties that the
outcome of the Mediation will only be determined by what is mutually agreed
between/among the parties.
18.3 The Mediator is not bound by the law of procedure or Evidence
Act.
18.4 The Mediator shall be guided by the principles of fairness and
justice and shall be bound by
the Professional Code of Conduct established by Jupitice.
18.5 The Mediator may, with the consent of parties, obtain the
service of experts, who can assist
the Mediator or the parties in helping to resolve the dispute or understanding the
subject matter of the
dispute or deal. The expert shall enter into a confidentiality agreement while
participating in the
Mediation process. The parties shall bear the expenses incurred for obtaining such
service.
18.6 The Mediator shall disclose the substance of all information
concerning the
dispute or deal which (s)he receives from one party, to the other party and the
other party shall be given opportunity to present explanations. Provided that,
when a party gives information to the Mediator subject to a specific condition that
it be kept confidential, the Mediator shall not disclose that information to the
other
party. Provided further that, when such information which has been disclosed as
confidential relates to such information, revealing or relating to:
(i) the attempt to commit any physical or psychological threat or injury to a
party; or
(ii) the commission of a crime, including an attempt to commit a crime, the
Mediator may inform the party giving such information that (s)he is not bound by
confidentiality and ascertain whether such information is genuine. The Mediator
may weigh the gravity of such information and decide whether (s)he needs to
disclose the information to the opposite side or not, or whether (s)he need to
withdraw from Mediation
18.7 The Mediator shall attempt to facilitate voluntary resolution
of the dispute by
the parties, and communicate the view of each party to the other, assist them in
identifying issues, reducing misunderstandings, clarifying priorities, exploring
areas of settlement and generating options in an attempt to resolve the dispute,
emphasizing that it is the responsibility of the parties to take decision which
affect
them; and that (s)he shall not impose any terms of settlement on the parties.
18.8 The Mediator shall attempt to facilitate voluntary discussion
by the parties,
and communicate with each party assisting them in clarifying priorities, reducing
misunderstandings, exploring areas of mutual benefits and generating options in
an attempt to make the deal, emphasizing that it is the responsibility of the
parties to take decision which affect them; and that (s)he shall not impose any
terms on the parties.
18.9 Subject to the confidentiality of Mediation, the Mediator may
withdraw from Mediation at any time during Mediation by Notice in writing given to
the parties stating the Mediator's general reasons for the withdrawal.
Provided, the withdrawal by the Mediator from Mediation shall not by itself prevent
the Mediator from again becoming the Mediator in that Mediation.
18.10 The Mediator shall not in any circumstances:
- render any 'decision' or make any ruling or record any finding in respect of the
dispute/s; or
- impose any terms of settlement on the parties; or
- give any assurance that the Mediation shall result in a settlement.
ARTICLE 19
ROLE OF PARTIES
19.1 The Mediator may communicate with the parties together in
Joint Sessions or with parties separately in Caucus or Private Sessions, and each
party shall cooperate with the Mediator. The parties shall give full assistance to
enable the Mediation to proceed and be concluded within the time stipulated.
The term "Parties" may include their respective Counsels/ Consultants/ Advisers.
19.2 The parties must understand that the Mediator only facilitates
in arriving at a decision to resolve disputes or make a deal and does not give any
guarantee that the Mediation will result in a settlement or deal.
19.3 Each party may at his/her/its own initiative or at the
invitation of the
Mediator, give suggestions for settlement of the dispute or for making the deal
and the outcome of the Mediation shall be determined by the mutual agreement
of the parties and the Mediator shall not make proposals or impose any decisions
to the parties to resolve the dispute or make any deal.
Provided, the Mediator, at the request of all the parties, may at his/her sole
discretion, consider making evaluative suggestions or proposals, but it shall
be for the parties to determine whether to accept such suggestions or
proposals.
19.4 While no one can be compelled to commit to resolve the case or
make a
deal in Mediation, all parties shall commit to participate in the proceedings in
good faith with the intention to settle the disputes or make a deal. Participation
in
mediation shall be voluntary at all times.
19.5 A party may —
- withdraw from the Mediation at any time during the Mediation,
- be accompanied to the Mediation, and assisted by, a person (including a
Counsel, Consultant or Adviser) who is not a party, or
- obtain independent legal advice at any time during the Mediation.
19.6 A party or parties may terminate the appointment of a Mediator
for any
reason and shall inform the Mediator the reason for the termination and appoint
another Mediator or request the Jupitice Administrator to appoint another
Mediator.
ARTICLE 20
ROLE OF JUPITICE
20.1 The Jupitice Administrator shall make the necessary
arrangements for Mediation, including:
- Appointing the Mediator, if so required;
- Organizing an exchange of the pre-mediation submission or any such submissions,
if any; and
- Providing general administrative support, including giving online support for
conducting the Mediation Proceedings.
20.2 The Jupitice Administrator, together with the Mediator, shall
assist in drawing up the Mediated Settlement Agreement, if necessary.
ARTICLE 21
MEDIATOR'S ROLE IN SUBSEQUENT PROCEEDINGS
21.1 The parties undertake that the Mediator shall not be
appointed
as Adjudicator, Arbitrator or Representative, Counsel or Expert Witness of any
party
in any subsequent Adjudication, Arbitration or Judicial proceedings whether
arising
out of dispute covered under Mediation or any other dispute in connection with
the
same contract.
21.2 No party shall be entitled to call the Mediator as a
witness
in any subsequent Adjudication, Arbitration or Judicial proceedings arising out
of
the same contract.
ARTICLE 22
22.1 All parties recognize that at the Mediation session(s) and
at every other point of the proceedings —
- Neither the Jupitice Administrator nor the Mediator shall be acting as a
Legal Adviser or Legal Representative for any of the parties.
- Neither the Jupitice Administrator nor the Mediator has a duty to assert,
analyze or protect any party's legal rights or obligations, including lien
rights, statutes of limitation, or any other time limit or claim
requirement.
- Neither the Jupitice Administrator nor the Mediator has a duty to make an
independent expert analysis of the situation, raise issues not raised by the
parties or determine that additional necessary parties should participate in
Mediation.
- Neither the Jupitice Administrator nor the Mediator can guarantee that a
Mediation Session will result in a settlement or deal.
22.2 Parties may be represented by a Counsel/ Consultant/
Adviser at any stage of the Mediation process, and are encouraged to take Legal
Advice concerning the proceedings or any proposed Settlement Agreements.
ARTICLE 23
EXCLUSION OF LIABILITY
23.1 The parties identify and expressly release, discharge and
indemnify the Jupitice Administrator and the Mediator from and against any and
all liability whatsoever in respect of the Mediation proceedings.
23.2 No Mediator shall be summoned by any
party to appear in a Court of law
to testify in regard to information received or action taken or in respect of
drafts
or records prepared or shown to him/her during the Mediation proceedings.
ARTICLE 24
ACTION AGAINST THE MEDIATOR
24.1 If any of the parties feel that the
Mediator
is guilty of violation of the
Professional Code of Conduct established by Jupitice, they shall within a period
of 30 days initiate the Justice Administrator about its economic status into
ARTICLE 25
JURISDICTION
25.1 Any party agreeing to Mediation under or
in
accordance with the Jupitice Rules irrevocably agrees that the territorial
jurisdiction of the court or tribunal of competent jurisdiction courts of India
shall have exclusive jurisdiction to hear and decide any action, suit or
proceedings
between that party and Jupitice Justice Technologies (including its officers,
members and employees), the JAB, any Mediator, and/or any expert appointed,
which
may arise out of or in connection with any such Mediation and, for these
purposes,
each party irrevocably submits to the jurisdiction of the courts having relevant
territorial jurisdiction in India.
ARTICLE 26
26.1 Unless all of the parties have agreed
otherwise in writing or unless prohibited by applicable law, the parties may
commence or continue any judicial, arbitral or similar proceedings in respect of
the dispute, notwithstanding the proceedings under the Rules.
26.2 Unless all of the parties agree
otherwise in writing, a Mediator shall not act nor shall have acted in any
Judicial, Arbitral or similar proceedings relating to the dispute which is or
was the subject of the proceedings under the Rules, whether as a Judge, an
Arbitrator, an Expert or a Representative or Advisor of a party.
26.3 Unless required by applicable law or
unless all of the parties and the Mediator agree otherwise in writing, the
Mediator shall not give testimony in any judicial, Arbitral or similar
proceedings concerning any aspect of the proceedings under the Rules.
26.4 The Mediator, the Jupitice
Administrator, and its employees, and representatives shall not be liable to any
person for any act or omission in connection with the proceedings, in all
matters not expressly provided for in the Rules, the Jupitice Administrator and
the Mediator shall act in the spirit of the Rules.
APPENDIX – FEES AND COSTS
- Unless otherwise agreed by the parties, all costs of mediation, including
the fees of the mediator and the charges of the mediation service provider
shall be borne equally by the parties.
- Filing Fee to Jupitice ADR Institute
- Mediator's Fee